Regulation of U.S. Equity Markets

  • Robert A. Schwartz

Table of contents

  1. Front Matter
    Pages i-xvi
  2. William R. Johnston
    Pages 1-5
  3. Robert Schwartz, James Angel, Junius Peake, Benn Steil, Hans Stoll, Richard Sylla et al.
    Pages 7-28
  4. Richard F. Syron
    Pages 29-35
  5. Erik Sirri, Mike Cormack, Paul Davis, E. E. Geduld, William Harts, Mike Murphy et al.
    Pages 37-53
  6. Alfred R. Berkeley III
    Pages 55-58
  7. William Lupien, Matthew Andresen, Ian Domowitz, Kevin Foley, Raymond Killian, Arthur Pacheco et al.
    Pages 75-91
  8. Daniel Weaver, Douglas Atkin, Frank Baxter, Peter Madoff, Jeanne Murtaugh, Evan Schulman et al.
    Pages 93-108
  9. Maureen O’Hara, Alden Adkins, Brandon Becker, Robert Colby, Edward Kwalwasser, Ruben Lee et al.
    Pages 109-123
  10. Back Matter
    Pages 125-154

About this book


In the past quarter of a century, the pace of structural change in the equity markets has accelerated dramatically and, as it has, regulation has come to play an increasingly central role in the development of market structure. The purpose of Regulation of U.S. Equity Markets is to consider regulation's contribution to the efficiency of the U.S. equity markets. Sharply different opinions are expressed on the matter, as the discussion ranges from Congressional oversight, to SEC involvement in market structure issues, to the self-regulatory responsibilities of the market centers, most notably, the New York Stock Exchange and the Nasdaq Stock Market.


competition development efficiency equity market innovation market structure regulation stock market structural change trading

Editors and affiliations

  • Robert A. Schwartz
    • 1
  1. 1.Baruch CollegeCUNYUSA

Bibliographic information

  • DOI
  • Copyright Information Kluwer Academic Publishers 2001
  • Publisher Name Springer, Boston, MA
  • eBook Packages Springer Book Archive
  • Print ISBN 978-1-4613-5660-8
  • Online ISBN 978-1-4615-1651-4
  • Buy this book on publisher's site